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Broker-Dealer and Adviser Regulatory Compliance Forum 2012

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From the program: Broker-Dealer and Adviser Regulatory Compliance Forum 2012

Released on: Apr. 4, 2012

DVD's from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2012, held February, 2012.

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Featured Faculty/Authors

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter ~ Hinshaw & Culbertson LLP

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Broker-Dealer and Adviser Regulatory Compliance Forum 2012

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	Practice Areas Accounting Banking Corporate & Securities Employment ERISA Ethics/Professional Responsibility Health Care Intellectual Property International Litigation Patent Pro Bono Professional Skills Real Estate Tax Location New York, NY San Francisco, CA Chicago, IL Washington, DC Columbus, OH Credit Type Elimination of Bias Ethics General Professional Practice Skills Format Groupcasts Seminars Webcasts One-Hour Briefings


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General AZ 4.50 On-Demand Learning

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Broker-Dealer and Adviser Regulatory Compliance Forum 2012

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