General

NH

1.70

On-Demand Learning

Corporate & Securities

Recorded on: Jan. 15, 2013

Taken from the Web Program Secured Transactions 2013: What Lawyers Need to Know About UCC Article 9 NY Recorded January, 2013 in New York A. The Filing System; B. Highlights of Forthcoming Changes; C. Recent Case Law [01:49:37] A. The Filing System The “open drawer” policy Nationally uniform financing statements Debtor signature vs. debtor authorization Description of collateral on the financing statement  ...

From the program: Broker/Dealer Regulation and Enforcement 2012

Recorded on: Nov. 2, 2012

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2012 recorded October, 2012 in New York. Lecture Topics  [01:38:07] SEC, CFTC, DOJ and SRO Enforcement  [01:38:07] Senior regulators will discuss their enforcement initiatives, developments and priorities. Significant SEC, CFTC and DOJ enforcement initiatives FINRA rules, examinations and enforcement Ponzi schemes, microcap fraud, insider trading, ...

From the program: Enforcement 2013: Perspectives from Government Agencies

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies recorded April, 2013 in New York.Lecture Topics  [01:46:33]Enforcement Priorities  [01:46:33] Changing priorities with President Obama remaining in DC - what is on the horizon? How are agencies effectively handling limited budgets - has thought been given to dividing up the work more? Coordination - recent examples Impact of JOBS Act and Dodd-Frank ...

From the program: How to Read Financial Statements 2013

Recorded on: Mar. 20, 2013

Taken from the Web Program How to Read Financial Statements 2013 recorded March, 2013 in New York. Lecture Topics  [01:52:49] Understanding Financial Statements and Ratios  [01:52:49]  The Income Statement, Balance Statement and Cash Flow Statement unraveled and the interaction between them Significant accounting policies that impact the financial statements (i.e. revenue recognition, lease accounting, etc.)  ...

From the program: Real Estate M&A and REIT Transactions 2013

Recorded on: Jan. 17, 2013

Taken from the Web Program Real Estate M&A and REIT Transactions 2013 recorded January, 2013 in New York. Lecture Topics  [01:40:22] SEC Developments and the REIT Capital Markets  [01:40:22] Pre-filing SEC communications (Rule 418) Distribution Policy (“Magic Page”) presentation issues Using NOI and cap rate disclosure and Reg G reconciliation When to register the primary issuance and resale of ...

Recorded on: Mar. 4, 2013

Taken from the Web Program Venture Capital 2013: Nuts and Bolts Recorded February, 2013 in New York Term Sheet Negotiation [01:46:53] Simulated negotiation workshop of a Series A financing round How practice varies by region The purchase price of this segment includes the following article(s) from the Course Handbook available online: Cloud Mobile, Inc.--A Hypothetical Venture Capital Investment Curtis L. Mo Presentation ...