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Advanced Compliance and Ethics Workshop 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: Advanced Compliance and Ethics Workshop 2014

Released on: Oct. 22, 2014

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Corporate compliance and ethics programs are increasingly important to organizations. Indeed, never in the history of criminal or corporate ...

Fourteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

On-Demand Web Programs  On-Demand Web Programs    

From the program: Institute on Securities Regulation in Europe (Fourteenth Annual): Practical Implications of U.S. Law on EU Practice

Released on: Feb. 3, 2015

We are proud to present Practising Law Institute’s Fourteenth Annual Institute on Securities Regulation in Europe, the most comprehensive securities programme available in Europe, with a unique focus on the application of U.S. securities law in the EU.  This Institute will provide the important U.S. perspective relevant to UK and European practice, featuring leading practitioners active in the U.S. and Europe, as well as investment bankers ...

Securities Regulation Institute 2014 (46th Annual)

On-Demand Web Programs  On-Demand Web Programs    

From the program: Securities Regulation Institute (46th Annual)

Released on: Nov. 21, 2014

This year’s agenda reflects significant developments in the securities laws, as well as changes in the business and legal environment, including: Continued implementation of the Dodd-Frank and JOBS Acts The latest developments in the IPO process, capital formation and merger and acquisitions Panels on activism, communications to investors and crisis management The latest accounting and disclosure developments  ...

The SEC Speaks in 2015

On-Demand Web Programs  On-Demand Web Programs    

From the program: The SEC Speaks in 2015

Released on: Mar. 7, 2015

At the beginning of each year PLI presents, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, providing an essential update on the current initiatives at the Commission as well as the priorities for the coming year. In this unique program, you will hear remarks by the Chairman and Commissioners, as well as panel discussions by senior staff at the Divisions of Corporation Finance, Economic and Risk Analysis, ...

Featured Faculty/Authors
Jae  Kim

Jae Kim ~ Senior Vice President and General Counsel, Rambus Inc.

Lori A. Richards

Lori A. Richards ~ Chief Compliance Officer, Asset Management Unit, JP Morgan & Co

Edwin E. Smith

Edwin E. Smith ~ Morgan Lewis & Bockius LLP