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A. Effective Compliance Programs: Ensuring Your Client Is Protected B. Internal Investigations: A Hypothetical

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Recorded on: Jan. 3, 2013

Taken from the Web Program Health Care and Life Sciences Law 2012 Recorded December, 2012 in New York A. Effective Compliance Programs: Ensuring Your Client Is Protected B. Internal Investigations: A Hypothetical [01:31:12] A. Effective Compliance Programs: Ensuring Your Client Is Protected OIG and CMS expectations and requirements Strategies for assessing compliance program effectiveness B. Internal Investigations: A Hypothetical  ...

A. Positioning Your Company for Venture Capital Financing/B. Anatomy of a Venture Capital Deal

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Recorded on: Mar. 4, 2013

Taken from the Web Program Venture Capital 2013: Nuts and Bolts Recorded February, 2013 in New York A. Positioning Your Company for Venture Capital Financing/B. Anatomy of a Venture Capital Deal [01:28:24] A. Positioning Your Company for Venture Capital Financing Key issues in company formation Founders’ stock arrangements Angel and seed financing B. Anatomy of a Venture Capital Deal   Equity structures ...

Acquisition and Separation Issues in Consolidation

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Recorded on: Mar. 7, 2013

Taken from the Web Program Consolidated Tax Return Regulations 2013 Recorded February, 2013 in New York Acquisition and Separation Issues in Consolidation [01:33:53] Proposed legislative changes that may impact acquisition and separation transactions, including the possible elimination of the section 356(a)(2) boot within gain rule and the possible repeal of section 351(g), nonqualified preferred stock; recent revisions to section 304(a)(2), redemptions ...

Advanced Deposition Techniques 2013 -- Preparing the VIP Witness for Deposition

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From the program: Advanced Deposition Techniques 2013

Recorded on: Jan. 29, 2013

Taken from the Web Program Advanced Deposition Techniques 2013 recorded January, 2013 in New York. Lecture Topics  [01:29:28] Preparing the VIP Witness for Deposition  [01:29:28] The key deposition pitfalls faced by CEOs and other senior executives Focusing on big picture themes Preparing for questions about responsibility and delegation Getting the most out of practice questioning Maximizing your use of ...

Basic Concepts

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Recorded on: Mar. 19, 2013

Taken from the Web Program Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013 Recorded March, 2013 in New York Basic Concepts [01:27:36] The purchase price of this segment includes the following article(s) from the Course Handbook available online: Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider Vincent R. Martorana Fundamental Concepts in Drafting Contracts: ...

Book Publishing

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Recorded on: Mar. 8, 2013

Taken from the Web Program Counseling Clients in the Entertainment Industry 2013 - Book Publishing; Current Developments in Entertainment and Sports Litigation; Film Recorded March, 2013 in New York Book Publishing [01:35:03] Overview of the state of book publishing: on-demand and the e-book revolution Key deal points in the publishing contract The role of lawyers and literary agents Update on major legal cases affecting ...

Broadband and Cable Industry Law 2013 -- New Video

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From the program: Broadband and Cable Industry Law 2013

Recorded on: Feb. 5, 2013

Taken from the Web Program Broadband and Cable Industry Law 2013 recorded January, 2013 in New York. Lecture Topics  [01:28:02] New Video  [01:28:02] Will Google Fiber, online video providers, and other new entrants be subject to franchising obligations? Should they be? What are the copyright implications of streaming video for online distribution of programming? What is the significance of the ivi and Aereo decisions?  ...

Budgeting for Legal Matter - Lessons Learned on Alternative Fee Arrangements and Hourly Matters

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Recorded on: Jan. 28, 2013

Taken from the Web Program Project Management for Lawyers 2013 Recorded January, 2013 in New York Budgeting for Legal Matter - Lessons Learned on Alternative Fee Arrangements and Hourly Matters [01:32:16] Developing policies for budgeting matters - AFAs, use of task codes, etc. How to create a budget that wins work The different views of the budgeting process - in-house vs. outside counsel The various roles and responsibilities ...

Conversations with the SEC Staff

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Recorded on: Jan. 28, 2013

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 Recorded January, 2013 in New York Conversations with the SEC Staff [01:32:05] The SEC agenda for insurance products Staff standards for filings of product changes Core IA and IC inspection issues SRO or SEC for investment advisers The purchase price of this segment includes the following article(s) from the Course ...

Current Fiduciary Issues

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Recorded on: Apr. 10, 2013

Taken from the Web Program Pension Plan Investments 2013: Current Perspectives NY Recorded April, 2013 in New YorkCurrent Fiduciary Issues [01:28:24] Status as a fiduciary:- Does exercise of contractual counterparty rights make a financial intermediary a fiduciary?- The state-of-play concerning investment advice Section 406(b)(1) analytics:- Does “self-dealing” imply scienter or are there “per se” prohibitions of the self-dealing rule? Current ...

Delinquency & Accuracy-Related Penalties

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Recorded on: Mar. 8, 2013

Taken from the Web Program Nuts and Bolts of Tax Penalties 2013: A Primer on the Standards, Procedures and Defenses Relating to Civil and Criminal Tax Penalties Recorded March, 2013 in New York Delinquency & Accuracy-Related Penalties [01:30:40] A Day Late and a Dollar Short: Delinquency Penalties - Failure to file - Failure to pay - Computation - Procedure - Defenses Are You Sure You Are Right? Accuracy-Related ...

Dialogue Between the Bench and the Bar

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Recorded on: Mar. 19, 2013

Taken from the Web Program 7th Annual Patent Law Institute Recorded March, 2013 in San FranciscoDialogue Between the Bench and the Bar [01:30:43] A frank discussion between the former Chief Judge of the Federal Circuit and leading members of the bench and patent appellate bar on hot patent topics affecting your practiceThe purchase price of this Web segment includes the following article(s) from the Course Handbook available online: Presentation ...

Doing Deals 2013: The Art of M&A Transactional Practice -- Getting the Deal Started: Preliminary Agreements and the Role of Financial Advisors

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From the program: Doing Deals 2013: The Art of M&A Transactional Practice

Recorded on: Mar. 14, 2013

Taken from the Web Program Doing Deals 2013: The Art of M&A Transactional Practice recorded March, 2013 in New York. Lecture Topics  [01:30:24] Getting the Deal Started: Preliminary Agreements and the Role of Financial Advisors  [01:30:24] Confidentiality agreements The role of financial advisors and fairness opinions Effective auction techniques - from bid instruction to closing The purchase price of ...

ERISA Fiduciary Investment Basics 2013 -- The Plan Perspective

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From the program: ERISA Fiduciary Investment Basics 2013

Recorded on: Feb. 11, 2013

Taken from the Web Program ERISA Fiduciary Investment Basics 2013 recorded February, 2013 in New York. Lecture Topics  [01:29:44] The Plan Perspective  [01:29:44] How would CIO’s responsibilities and the responsibilities of the Large Pension Plan’s “named fiduciary” differ in this context as compared to the non-plan asset fund context? Special features of such an investment: - Holding of plan ...

Federal Tax Considerations

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Recorded on: Jan. 29, 2013

Taken from the Web Program Mergers & Acquisitions 2013: Trends and Developments Recorded January, 2013 in New York Federal Tax Considerations [01:35:48] Taxable acquisitions Tax free reorganizations Asset v. stock acquisitions Merger of equals Spin-offs and split-offs Section 382 and NOL rights plans The purchase price of this segment includes the following article(s) from the Course Handbook available online: Presentation ...

Foreign versus Domestic Trusts in Private Client Planning

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Recorded on: Apr. 25, 2013

Taken from the Web Program International Estate & Tax Planning 2013 Recorded April, 2013 in New YorkForeign versus Domestic Trusts in Private Client Planning [01:32:21] Fact pattern U.S. tax definition of foreign trust and domestic trust U.S. tax treatment of domestic trusts U.S. tax treatment of foreign trusts Non-tax distinctions Planning considerations The purchase price of this segment includes the following article(s) from the ...

Getting the Numbers Right and Working with Your Auditors

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Recorded on: Feb. 12, 2013

Taken from the Web Program Twelfth Annual Institute on Securities Regulation in Europe: Overcoming Deal-Making Challenges in the Current Markets Recorded January, 2013 in London Getting the Numbers Right and Working with Your Auditors [01:29:17] Current hot spots in SEC accounting reviews for foreign private issuers Audit committees and auditors in the spotlight: new communications requirements; understanding the regulators’ inspections  ...

Global Trademark Search and Application Workshop 2013 -- International Search and Application Process

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From the program: Global Trademark Search and Application Workshop 2013

Recorded on: May. 16, 2013

Taken from the Web Program Global Trademark Search and Application Workshop 2013 recorded May, 2013 in San Francisco.Lecture Topics  [01:29:48]International Search and Application Process  [01:29:48] Principles of clearing a mark abroad Scope of international searches Effect of multinational treaties on search analysis The process of international searches: Similarities, differences and how to conduct effective searches Search ...

Jurisdiction, Disclosure, Parties, Motion Practice, Enforcing Judgments

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Recorded on: Apr. 17, 2013

Taken from the Web Program New York CPLR 2013 Recorded April, 2013 in New YorkJurisdiction, Disclosure, Parties, Motion Practice, Enforcing Judgments [01:31:28] CPLR 301 - General Jurisdiction CPLR 302 - Long Arm Jurisdiction The “Good Faith” rule for disclosure motions Informal disclosure Non-party disclosure Privileges Electronic discovery Depositions Document production Medical records and exams Substitution of parties Intervention ...

Mutual Funds and Similar Products

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Recorded on: Jan. 14, 2013

Taken from the Web Program Understanding Financial Products 2013 Recorded January, 2013 in New York Mutual Funds and Similar Products [01:30:40] Overview of the regulatory structure Impact of Dodd-Frank on mutual funds Organizational structure Regulatory requirements under the Investment Company Act Distribution channels Recent regulatory initiatives including 12b-1 fees Special considerations regarding exchange ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP