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A. Default and Enforcement B. Bankruptcy C. How the Uniform Commercial Code Affects Your Business: Applying Articles 1, 8 and 9 to Non-Financing Transactions

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Recorded on: Jan. 16, 2014

Taken from the Web Program Secured Transactions 2014: What Lawyers Need to Know About UCC Article 9 Recorded January, 2014 in New YorkA. Default and Enforcement B. Bankruptcy C. How the Uniform Commercial Code Affects Your Business: Applying Articles 1, 8 and 9 to Non-Financing Transactions [01:41:04] A. Default and Enforcement Planning an exit strategy Has there been a default? Collecting deposit accounts Repossession and landlord waivers ...

A. The Relaxation of the Prohibition on General Solicitation B. Considerations for Broker-Dealers, Registered Investment Advisers and Other Financial Intermediaries

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Recorded on: Mar. 28, 2014

Taken from the Web Program Private Placements and Other Financing Alternatives 2014 Recorded March, 2014 in New YorkA. The Relaxation of the Prohibition on General Solicitation B. Considerations for Broker-Dealers, Registered Investment Advisers and Other Financial Intermediaries [01:46:59] A. The Relaxation of the Prohibition on General Solicitation The SEC’s final rule Investor verification Third-party providers of investor verification ...

A Detailed Examination of Financial Statements and Financial Ratios

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Recorded on: Mar. 26, 2014

Taken from the Web Program How to Read Financial Statements 2014 Recorded March, 2014 in New YorkA Detailed Examination of Financial Statements and Financial Ratios [01:48:44] A. Understanding Financial Statements Line item analysis of the Income Statement, Balance Statement and Cash Flow Statement Analysis of the interaction between financial statements Revenue recognition, lease accounting, and other significant accounting policies that ...

Term Sheet Negotiation

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Recorded on: Mar. 6, 2014

Taken from the Web Program Venture Capital 2014: Nuts and Bolts Recorded February, 2014 in New YorkTerm Sheet Negotiation [01:45:27] Simulated negotiation of a Series A financing round How practice varies by region Insight into current market terms and ranges The purchase price of this segment includes the following article(s) from the Course Handbook available online: Enterprise, Inc.—A Hypothetical Venture Capital InvestmentCurtis L. Mo A ...

Understanding Financial Products 2014 -- Laying the Foundation - Financial Product Fundamentals

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From the program: Understanding Financial Products 2014

Recorded on: Jan. 9, 2014

Taken from the Web Program Understanding Financial Products 2014 recorded January, 2014 in New York.Lecture Topics  [01:45:24]Laying the Foundation - Financial Product Fundamentals  [01:45:24] Overview of the various financial products, their creation and use Changing landscape for financial products under Dodd-Frank Risk management in the current regulatory environment Public and private offerings of financial products Rule ...

Working Effectively with the SEC: Preparing Your Registration Statement

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Recorded on: Mar. 18, 2014

Taken from the Web Program Securities Offerings 2014: A Public Offering: How it is Done Recorded March, 2014 in New YorkWorking Effectively with the SEC: Preparing Your Registration Statement [01:41:29] Preparation of the registration statement Discussion of registration process, including SEC review and comment process (including the public posting of those comments and processes for requesting confidential treatment of materials sent to the ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.