From the program: Municipal Securities Activity by Broker-Dealers and Advisors 2013
Recorded on: Jun. 4, 2013
Taken from the Web Program Municipal Securities Activity by Broker-Dealers and Advisors 2013 recorded May, 2013 in New York.Lecture Topics [00:51:20]Overview of the Municipal Securities Regulatory Framework [00:51:20]
Who are the players?
How do the regulators interact?
How do the ‘33Act and ‘34 Act regulate municipal securities? The purchase price of this segment includes the following article from the Course Handbook available ...