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Financial Services Industry Regulatory Compliance & Ethics Forum 2015 -- Legal Ethics: The Lawyers Role When Something Goes Wrong

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From the program: Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Recorded on: Oct. 13, 2015

Taken from the Web Program Financial Services Industry Regulatory Compliance & Ethics Forum 2015 recorded October, 2015 in New York. Legal Ethics: The Lawyers Role When Something Goes Wrong [00:53:15] Self-reporting: Do lawyers (in-house counsel or compliance officers or employees in compliance) have an ethical duty to report or disclose client conduct that the attorney believes violates the law? Dealing with collateral consequences: ...


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