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Securities Filings 2015: Practical Guidance in a Changing Environment

Groupcast  Groupcast

Why You Should Attend This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit ...

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015

Groupcast  Groupcast

Why You Should Attend Recent market activity demonstrates that crowdfunding is now a bona fide alternative form of early and mid-stage corporate finance and can lead to exits in the M&A and capital markets arenas. In the face of this tremendous growth trajectory, the industry has divided into several categories, each with its own legal risks and challenges. Will this growth continue? Join our expert faculty for a practical discussion on where ...

Securities Law and Practice 2015: How the SEC Works

Groupcast  Groupcast

Why You Should Attend Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws.  In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws.  You will be provided with what you need to know about how the SEC administers the securities laws - and the other ...

White Collar Crime 2015: Prosecutors and Regulators Speak

Groupcast  Groupcast

Why You Should Attend In an increasingly global and coordinated fashion, the Department of Justice, the SEC, the CFTC, and other U.S. and foreign agencies are pressing forward with a white collar enforcement program of unprecedented scope and severity. With a spotlight on the financial services sector, the authorities are advancing novel theories and exacting increasingly draconian penalties. The government’s enforcement agenda is broad and ...

Fundamentals of Swaps & Other Derivatives 2015

Groupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act has changed and is continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their new environment. A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset ...

Advanced Swaps & Other Derivatives 2015

Groupcast  Groupcast

Why You Should Attend The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC. For their part, the SEC has made substantial progress and at the direction of Chair Mary Jo White is making Title VII implementation ...

Private Placements and Hybrid Securities 2015

Groupcast  Groupcast

Co-Sponsored by Massachusetts CLE Attendees in Boston will be seeing the live broadcast from New York City at the conveniently located offices of Massachusetts CLE, 10 Winter Place, Boston, Massachusetts. Remote Location participants will receive all course materials.Mark Your Calendar. More Information to Come!

Outsourcing 2015: Sourcing Critical Services

Groupcast  Groupcast

Co-Sponsored by Massachusetts CLE Attendees in Boston will be seeing the live broadcast from New York City at the conveniently located offices of Massachusetts CLE, 10 Winter Place, Boston, Massachusetts. Remote Location participants will receive all course materials.Why You Should Attend Outsourcing has firmly established itself as a common practice - often being standard for new companies.  Sourcing agreements raise numerous legal and compliance ...

Hedge and Private Fund Enforcement & Regulatory Developments 2015

Groupcast  Groupcast

Why You Should Attend The SEC and other government agencies continue to focus enforcement efforts on hedge funds and private equity firms.  While insider trading continues to be a priority, examinations and sweeps have turned to issues that private funds deal with on a daily basis - valuation, conflicts of interest, big data and transparency of fees and allocation of expenses.  As the regulators’ and prosecutors’ expertise and ...

Annual Disclosure Documents 2015

Groupcast  Groupcast

Why You Should Attend Stay up-to-date on the latest disclosure requirement changes and developments affecting annual disclosure documents and annual meeting soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on current “hot issues,” best practices, and practical pointers. In 2015 we expect further regulatory and practice changes affecting public company disclosures. These ...

New Developments in Securitization 2015

Groupcast  Groupcast

Why You Should Attend As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation.  Some asset-backed securities (ABS) markets, such as auto securitizations, collateralized loan obligations (CLOs), and commercial mortgage-backed securities (CMBS) are experiencing robust activity, with issuance volumes steadily rising.  Other markets such as residential mortgage-backed securities ...

Banking Law Institute 2015

Groupcast  Groupcast

Co-Sponsored by Massachusetts CLE Attendees in Boston will be seeing the live broadcast from New York City at the conveniently located offices of Massachusetts CLE, 10 Winter Place, Boston, Massachusetts. Remote Location participants will receive all course materials.Why You Should Attend The banking industry continues its work to comply with the raft of regulations in recent years.  New compliance standards are demanding greater disclosure, ...

Secured Transactions 2016: What Lawyers Need To Know About UCC Article 9

Groupcast  Groupcast

Why You Should Attend Article 9 of the Uniform Commercial Code applies to secured transactions, which are interests in specific collateral granted by the debtor in conjunction with the debtor’s promise to pay. At Secured Transactions 2016: What Lawyers Need to Know About UCC Article 9, you will learn the fundamentals of acquiring a security interest, including how to attach, to perfect (filing and non-filing methods) and to gain (and maintain) ...

Mergers & Acquisitions 2016: Trends and Developments

Groupcast  Groupcast

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Real Estate M&A and REIT Transactions 2016

Groupcast  Groupcast

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Understanding Financial Products 2016

Groupcast  Groupcast

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ERISA Plans in the Financial Markets 2016

Groupcast  Groupcast

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Corporate Governance -- A Master Class 2016

Groupcast  Groupcast

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Asset Based Financing Strategies 2016

Groupcast  Groupcast

Why You Should Attend Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions. In structuring these loans, lenders rely on their collateral ...

Counseling Clients in the Entertainment Industry 2016 - Sound Recordings; Music Publishing

Groupcast  Groupcast

You may also choose to register for the following Counseling Clients in the Entertainment Industry 2016 seminars: DAY 1 / February 29th - DAY 3 / March 2nd - Mark Your Calendar.  More Information to Come!

Doing Deals 2016: The Art of M&A Transactional Practice

Groupcast  Groupcast

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Securities Offerings 2016: A Public Offering: How it is Done

Groupcast  Groupcast

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How to Prepare an Initial Public Offering 2016

Groupcast  Groupcast

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Securities Litigation 2016: From Investigation to Trial

Groupcast  Groupcast

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Featured Faculty/Authors
Clifford E. Kirsch

Clifford E. Kirsch ~ Sutherland Asbill & Brennan LLP

Tanya E. M. Wong

Tanya E. M. Wong ~ Director of Government Benefits, Legal Services NYC - Legal Support Unit

Kenneth N. Nigon

Kenneth N. Nigon ~ RatnerPrestia