Understanding the ERISA Landscape for Financial Institutions and Advisors

Recorded on: Mar. 3, 2011

Running Time: 01:01:46

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Taken from the Web Program ERISA Fiduciary Investment Basics 2011 recorded February, 2011 in New York.

Lecture Topics [01:01:46]

Understanding the ERISA Landscape for Financial Institutions and Advisors [01:01:46]

ERISA Allocation of Duties: Trustee, Investment Manager, Consultant, Financial Advisor, Fund Manager, Named Fiduciary and Other Plan Fiduciaries
Fiduciary vs. Non-Fiduciary Functions
What Makes You a Fiduciary: Investment Advice for a Fee and Discretionary Authority
Advisor Compensation: Fee leveling & Fee wraps
Understanding Basic Financial Institution Activities (Agency, Principal, Underwriting and Other Financial Transactions)

The purchase price of this segment includes the following article from the Course Handbook available online:

Understanding the ERISA Landscape for Financial Institutions and Advisors
Howard Pianko, Jesse D. Taran, Sarah E. Downie, James S. Frazier

Presentation Material

Understanding the ERISA Landscape for Financial Institutions
Sarah E. Downie, James S. Frazier, Jesse D. Taran

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Understanding the ERISA Landscape for Financial Institutions and Advisors

Full Transcript:

Transcripts of selected programs may be accessed by Privileged Members. If you are a member, please log in. If you are not a member, please consider having your firm join. Or become an Individual Member.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.


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