Narrow Your Results

Display:

Seminars & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

List View Table View

SEC Reporting Skills Workshop 2014

Seminar  Seminar

By using interactive lecture and examples, workshop participants will build the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms, including the 10-K Annual Report, the 10-Q Quarterly Report, and the 8-K Current Report, as well as an understanding of how to comply with the annual proxy requirements and how insider trading rules work. Participants will build a comprehensive ...

Handling a Securities Case 2014: From Investigation to Trial and Everything in Between

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our faculty of leading ...

Global Trademark Search and Application Workshop 2014

Seminar  SeminarWebcast  Webcast

Join a faculty of domestic and international legal experts as they provide practical guidance for the trademark search and application process in the U.S., Europe, and Asia, with particular emphasis on China. Using real-world examples, this practice-based, hands-on workshop will get attendees involved and provide takeaway tips that can be put into use in daily practice immediately. Learn about the differences and similarities of differing search strategies ...

Advanced Licensing Agreements 2014

Seminar  Seminar

Licensing transactions are more complex and more important than ever. The constantly evolving legal, regulatory and technical landscape drives the need to stay current in a wide variety of key areas. Whether utilized to develop technology, expand or create market opportunities, or generate returns from existing assets, managing complex licensing transactions requires a broad and varied toolkit. Additionally, whether licensing patents, copyrights, ...

Enforcement 2014: Perspectives from Government Agencies

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

We continue to see unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program brings together panels of senior staff from the various enforcement and regulatory agencies, including the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department ...

Advocacy for Low-Income Children with Disabilities in California (Free)

Seminar  SeminarWebcast  Webcast

Attend this program so that you can receive the basic information you need to represent low-income children in California with education, regional center, and public benefits issues. Learn the basic substantive law regarding special education, school discipline, regional center eligibility, foster care benefits, CalWORKs, and SSI, so you can take a pro bono case to assist a low-income child in California.

Developments in the World of SOX 404 ICFR Audits and COSO Workshop 2014

Seminar  Seminar

SEC registrants need to transition to the Committee of Sponsoring Organizations of the Treadway Commission’s (COSO) updated Internal Control - Integrated Framework 2013 this year.  While the fundamental concepts are similar, the new 2013 Framework has added fundamental principles with points of focus for each, and considerations related to fraud, outsourcing and information technology. Using interactive lectures and examples, our experts will ...

Bankruptcy & Reorganizations 2014: Current Developments

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

The credit markets continue to be volatile and in today’s weak economy, staying abreast of the current developments in restructuring, bankruptcy and reorganizations is essential. This advanced conference assembles a remarkable faculty of bankruptcy judges and leading practitioners who will provide you with a thorough analysis of hot topics and recent decisions and how to strategically respond to them.   They will cover the cases after the ...

Consumer Financial Services Institute (19th Annual)

Seminar  Seminar

On July 16, 2013, the Senate confirmed Richard Cordray for a five-year term as the Director of the Consumer Financial Protection Bureau (CFPB). The CFPB has been involved in a whirlwind of regulatory, supervisory and enforcement activities since it began operations during 2011 and this level of activity is certain to intensify. In addition to the CFPB, state attorneys general and other federal regulators are pursuing initiatives focused on consumer ...

USPTO Post-Grant Patent Trials 2014

Seminar  SeminarWebcast  Webcast

Post-grant patent proceedings were pursued in record numbers at the USPTO in 2013. The level of filing continues to accelerate beyond initial expectations, as both the public and the courts recognize the value of these fast-track administrative proceedings. The substantial costs and uncertainty of patent litigation require the development of alternative case management strategies, which at least require consideration of challenging patents at the ...

Acquiring or Selling the Privately Held Company 2014

Seminar  Seminar

At this perennial favorite, our experienced faculty will walk you through all of the steps associated with acquiring and selling a privately held company, whether it is a large independent corporation, a division or subsidiary of a large public company, or a smaller venture capital-backed or family-owned entrepreneurial enterprise.  You will learn about the special issues that apply when a private equity firm is the buyer or owns the target company, ...

Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2014

Seminar  Seminar

Joint ventures between large companies or with start-up or other smaller companies are now an everyday occurrence. Partnerships have long been the tried and true form for the holding and operation of real estate, and since the 1981 Act, for the conduct of closely-held business operations as well. Further, the increase in the number of joint ventures to develop large-scale projects, the rise of the limited liability company, the promulgation of the ...

Staying Out of Trouble: What Every Attorney Must Know About Ethics 2014

Seminar  Seminar

This program will address fundamentals of ethical and professional responsibility, as well as current developments impacting the practice of inside counsel and lawyers in private practice. Topics to be reviewed include: privilege and waiver, conflicts and consent, and the thorny ethical issues involved in representing an organization and its constituent parts and representatives. The program will be focused on practical guidance, and draw from real ...

Ethics for Financial Industry Lawyers 2014

Seminar  Seminar

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the implementation of the Dodd-Frank Act.

Understanding Employment Law 2014

Seminar  Seminar

Whether you are new to the field, seeking a quick refresher, or if your law practice only touches upon employment law issues, this jam-packed employment law primer is designed for you. Our experienced and knowledgeable faculty will lead you through the major regulations and case law governing the employer/employee relationship and offer practical pointers ranging from hiring to firing and everything in between. In addition, the program will address ...

Preparing the 2014 Form SD (Conflict Minerals Disclosure)

Seminar  SeminarWebcast  Webcast

As the first filing deadline in connection with the Securities and Exchange Commission's (SEC) conflict minerals disclosure rules rapidly approaches, registrants and their advisors are focused on the disclosures required to be included in the Specialized Disclosure Form (Form SD) and if applicable, the Conflict Minerals Report (CMR). This event will provide attendees with practical perspectives and leading practices in preparing the Form SD and CMR ...

IP Monetization 2014: Maximize the Value of Your IP Assets

Seminar  Seminar

The rapidly evolving field of Intellectual property ("IP") monetization has become a core strategic consideration for many companies. On an increasingly regular basis, companies are considering (i) carve-outs of IP assets in M&A and other strategic transactions, for sale or monetization in separate transactions (including privateering arrangements), (ii) IP-collateralized loans, (iii) IP litigation financing, (iv) creative technology development ...

Ethics for Litigators 2014

Seminar  Seminar

At this two-hour program, you will learn, from an outstanding panel of litigators, judges, and ethics experts, practical solutions to these timely ethics issues for litigators: Ethical issues in representing the former employees of a corporate client Conflicts within a firm: navigating the rules in today’s mobile and cross-border world Ethics and social media Providing unbundled legal services in Illinois

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.