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ERISA: The Evolving World 2014

Seminar  Seminar

A working knowledge of the Employee Retirement Income Security Act’s (ERISA) framework is crucial for lawyers, HR practitioners and other professionals in the area of employee benefits and compensation planning. Our experienced faculty of leading practitioners will discuss a broad array of topics, including the basic regulatory framework, the types of plans covered, the requirements for intended tax treatment, fiduciary responsibilities and other ...

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required, during each of their first two years after admission to the Bar, to complete at least 16 transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice.By attending one of PLI’s one-day Bridge-the-Gap programs, you can fulfill your ethics and skills requirements and can satisfy the professional practice and law practice ...

Writing for Transactional Lawyers 2014

Seminar  Seminar

By attending this program you will learn principles of effective writing and drafting to enhance your transactional practice. Particular emphasis will be given to the perspectives of the end users: your clients and those who litigate commercial disputes.

Ethics in Banking and Financial Services 2014

Seminar  Seminar

The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions? The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters? The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities of outside ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices