Narrow Your Results

Display:

Seminars & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

Showing 1 - 25 of 127 Results

List View Table View

Navigating the U.S. Criminal Law Maze in the Corporate Deal (Audio-only)

One-Hour Briefing  One-Hour Briefing

There has been a surge in global M&A and financing activity, with no end in sight. At the same time, U.S. and foreign prosecutors continue aggressively to investigate corporations for an array of potential crimes rooted in national security concerns, ranging from domestic and foreign bribery to sanctions, export controls and money laundering violations. Today, more than ever, it is critical for transactional lawyers to understand the enforcement ...

Broker/Dealer Regulation and Enforcement 2014

Seminar  SeminarWebcast  Webcast

This program will focus on the many significant developments in the regulation and oversight of broker-dealers. New rules are continuously promulgated under the Dodd-Frank Act and have substantial implications for broker-dealers and the industry. At the same time, there is heightened enforcement of the federal securities laws. The SEC Division of Enforcement has established a new task force focused specifically on broker-dealers. ...

SEC's Conflict Minerals Rules: What We Learned from 2013 and What Happens Next (Audio-only)

One-Hour Briefing  One-Hour Briefing

Over 1,300 companies filed Securities and Exchange Commission (SEC) Form SDs and, in most cases, Conflict Mineral Reports (CMR) for 2013. The SEC's Conflict Minerals Rule left unanswered many of the filing details and challenges that issuers dealt with up until the end. In addition, late-breaking developments in the ongoing legal challenge to the Rule and formal and informal SEC guidance further complicated what companies understood they needed to ...

Outsourcing 2014: Sourcing Critical Services

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

PLI’s Outsourcing 2014 is a “must” for every lawyer with business clients engaged in outsourcing transactions!Outsourcing brings new opportunities and new risks for companies sourcing or providing critical services such as information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions.And there are newer and better approaches to negotiating agreements for ...

Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  Seminar

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.In the aftermath of the financial crisis and recent scandals, ...

Antitrust Counseling & Compliance 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.Lawyers counseling businesses need to have a solid foundation ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Seminar  Seminar

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and other professionals. Litigators and transactional attorneys will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.What ...

Securities Regulation Institute (46th Annual)

Seminar  SeminarWebcast  Webcast

This is a webcast of the live New York session.We are pleased to co-chair the 46th edition of PLI’s Annual Institute on Securities Regulation, the most highly anticipated annual review of the current state of securities regulation and corporate law and practice.This year’s agenda reflects significant developments in the securities laws, as well as changes in the business and legal environment, including: Continued implementation ...

Law and Regulation of "Intermediary" Businesses 2014: Consumer-Facing Technology Providers, Online Platforms, and Online Media

Seminar  SeminarWebcast  Webcast

The Internet has spawned many new business models that arise from empowering consumers and satisfying their desires, providing technologies or services that bring individuals and businesses together in new marketplaces, shaking up old industries and networks, and creating new business opportunities and challenges. New technologies and online platforms and marketplaces have changed not only the world of publishing and entertainment ...

Simplifying the World of Complex Financings (Audio-only)

One-Hour Briefing  One-Hour Briefing

Expert faculty will focus on equity-linked instruments that may be offered in securities financing and other strategic transactions, including warrants and convertible securities. They will discuss the principal negotiating issues in connection with such instruments and the associated accounting and financial reporting consequences. Anna T. Pinedo of Morrison & Foerster LLP and Jarrod M. Rhen of WithumSmith+Brown, PC will address the following:  ...

Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses

Seminar  SeminarWebcast  Webcast

Companies face greatly increased risks of being a victim of fraud in today's challenging business climate; no company is too big or too small to fall victim. In light of the high costs of fraud, both in actual revenues lost, potential legal exposure and opportunity costs, it is imperative that companies develop and implement proactive strategies to prevent and detect business fraud. Strong fraud prevention and response processes ...

Advanced Compliance and Ethics Workshop 2014

Seminar  Seminar

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction.Corporate compliance and ethics programs are increasingly important to organizations. Indeed, never in the history of criminal or corporate ...

Hedge and Private Fund Enforcement and Regulatory Developments 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the the Pennsylvania Bar Institute's Professional Development Conference Center, Heinz 57 Center, 339 Sixth Avenue, 7th Floor, Pittsburgh, Pennsylvania 15222-2517. You will have the opportunity to submit questions and will receive the printed Course Handbook.Over the past few years and once again in FY2013, cases against investment ...

Directors' Institute on Corporate Governance (Twelfth Annual)

Seminar  SeminarWebcast  Webcast

Learn how to manage today’s heightened scrutiny and expectations of corporate boardsThe past year has seen a host of new expectations imposed on corporate boards in critical areas of governance, including: Risk management and compliance Disclosure Audit committee oversight of financial reporting Shareholder relations Additionally, the Dodd-Frank Act created new requirements for companies and boards, and boards must now ...

Annual Disclosure Documents 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.Stay current on disclosure requirements and developments ...

Advanced Venture Capital 2014

Seminar  SeminarWebcast  Webcast

This is a webcast of the live San Francisco session.This program provides an in-depth analysis of current market conditions and the changing legal environment, and is geared toward the experienced venture capital practitioner. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world.This program will also ...

Bridge-the-Gap II: Ethics & Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required to complete at least sixteen transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice during each of their first two years after admission to the Bar.By attending PLI’s Bridge-the Gap II – Ethics and Skills for Newly Admitted New York Attorneys program, you can satisfy all of your annual MCLE ethics ...

New Developments in Securitization 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS), collateralized mortgage obligations (CLOs), and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising. Other markets such as residential mortgage-backed securities (RMBS) are slower ...

Understanding the Securities Laws Fall 2014

Webcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the the Pennsylvania Bar Institute's Professional Development Conference Center, Heinz 57 Center, 339 Sixth Avenue, 7th Floor, Pittsburgh, Pennsylvania 15222-2517. You will have the opportunity to submit questions and will receive the printed Course Handbook.Whether you are new to the field or seeking a quick refresher or ...

Coping With U.S. Export Controls and Sanctions 2014

Seminar  Seminar

Export controls and sanctions continue to change rapidly. It is more important than ever for institutions in all sectors of the economy to stay on top of developments in the United States and other countries. Companies and financial institutions must be aware of their compliance and disclosure obligations, enforcement trends and priorities, and emerging risks. Implementing and strengthening compliance programs is an increasingly ...

Ethics for Corporate Lawyers 2014

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

What you will learnAt this unique interactive program, faculty will review various everyday ethical scenarios in corporate practice and “quiz” you on the ethical implications.You will learn about: The reach of the duty of confidentiality, and the obligation of disclosure of mistakes Misrepresentation, fraudulent nondisclosure and omissions Responsibilities of the firm/legal department, supervising, and subordinate attorneys for an attorney’s ...

Immigration and Naturalization Institute (47th Annual)

Seminar  SeminarWebcast  Webcast

At this year’s Institute, an outstanding faculty of leading practitioners will discuss recent developments, key immigration trends and hot topics. The conference planners are closely monitoring the 2014 immigration reform debate, and speakers will discuss the potential impact of proposed or enacted provisions on an issue-by-issue basis.What you will learn The latest updates about immigration reform legislation and the effects ...

Understanding Financial Products 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.The explosion of new financial products over the past ...

Drafting and Implementing International Employee Handbooks, Global Codes of Conduct and Cross-Border HR Policies (Audio-only)

One-Hour Briefing  One-Hour Briefing

Everyone says “HR has gone global,” but the acid test of global HR is whether a multinational employer effectively aligns its HR policies globally. And many multinationals flunk this test. Is a multinational really globally-integrated if it has a zero-tolerance discrimination policy in the states?but it imposes mandatory retirement abroad? Is a multinational globally-integrated if its U.S. headquarters claims FCPA compliance on securities ...

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group