Seminars & Webcasts
Course Handbook from the program Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2014.
Course Handbook from the program ERISA Fiduciary Investment Basics 2014, held January, 2014.
George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI
Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi
Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
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