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Showing 13 Results

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Audit Committees and Financial Reporting 2016: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2016: Recent Developments and Current Issues, held June, 2016.

Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation (2nd Edition)

Treatise  Treatise

Published: June 2016

While under increased regulation since the economic crisis, derivatives continue to play a huge role in today’s financial markets. Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation, Second Edition is a comprehensive derivatives resource geared to all users of swap agreements and derivatives, from financial institutions to corporate end users. This new second edition: defines the key terminology and identifies the ...

Environmental Regulation 2016: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Handbook  Course Handbook

Course Handbook from the program Environmental Regulation 2016: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance, held June, 2016.

Financial Institutions Answer Book 2016: Law, Governance, Compliance

Answer Book  Answer Book

Published: June 2016

Financial Institutions Answer Book 2016 provides, in a handy Q&A format, a comprehensive overview of the complex federal requirements regulating financial institutions in the United States. Every aspect of a financial institution life cycle is covered, from understanding the differences in regulation based on what type of charter is chosen, through ongoing capital and deposit activities requirements and major changes in corporate control, ...

Financially Distressed Companies Answer Book 2016

Answer Book  Answer Book

Published: June 2016

“Bartner demystifies the bankruptcy process in a succinct, readable ‘Q&A’ style.” – Stephanie Wickouski, Bryan Cave LLP Financially Distressed Companies Answer Book 2016 provides a broad overview of topics relating to financially distressed companies. It is intended to be an easy reference with respect to issues for the management of a company finding itself in financial distress, a vendor or other creditor ...

Fundamentals of Broker-Dealer Regulation 2016

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2016, held July, 2016.

Internal Investigations 2016

Handbook  Course Handbook

Course Handbook from the program Internal Investigations 2016, held June, 2016.

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Treatise  Treatise

Published: June 2016

At a time of many regulatory changes being made as a result of the economic downturn, the new third edition of Investment Adviser Regulation guides you safely through the maze of Congressional, SEC, and state standards impacting investment advisers as well as helping you understand the practical aspects of building a practice. It clarifies key status issues that determine registration and disclosure duties as well as liability exposure. Specifically, ...

Pocket MBA Summer 2016:Finance for Lawyers and Other Professionals

Handbook  Course Handbook

Course Handbook from the program Pocket MBA Summer 2016:Finance for Lawyers and Other Professionals, held June, 2016.

SEC Compliance and Enforcement Answer Book 2016

Answer Book  Answer Book

Published: June 2016

SEC Compliance and Enforcement Answer Book 2016 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement ...

Seventeenth Annual Private Equity Forum

Handbook  Course Handbook

Course Handbook from the program Seventeenth Annual Private Equity Forum, held June, 2016.

Sinclair on Federal Civil Practice

Treatise  Treatise

Published: June 2016

“The desk reference for both the young litigator and the seasoned trial lawyer . . . complete and authoritative.” – James R. Hawkins II, Robinson & Cole Providing full coverage of the Supreme Court’s “restyled” rules of civil procedure, Sinclair on Federal Civil Practice offers unsurpassed coverage of the principal rules and tactical considerations guiding lawsuits in the federal courts, focusing on the ...

Variable Annuities and Variable Life Insurance Regulation

Treatise  Treatise

Published: June 2016

At a time when the SEC, FINRA and state authorities are putting increasing regulatory pressure on the securities industry, Variable Annuities and Variable Life Insurance Regulation remains today’s most comprehensive and accessible guide to the many federal and state rules governing these instruments. Every key area is addressed to clarify your professional duties and compliance responsibilities, from product design, approval, administration and distribution, ...

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