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Advanced Compliance and Ethics Workshop 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2014, held October, 2014.

Advanced Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2014, held October, 2014.

Antitrust Counseling & Compliance 2014

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2014, held October, 2014.

Broker-Dealer Regulation and Enforcement 2014

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2014, held October, 2014.

Corporate Counsel Institute 2014

Handbook  Course Handbook

Course Handbook from the program Corporate Counsel Institute 2014, held October, 2014.

Corporate Legal Departments

Treatise  Treatise

Published: October 2014

Designed to help the in-house attorney deal with bigger compliance demands and tighter budgets, the new fourth edition of Corporate Legal Departments: Practicing Law in a Corporation shows you how to implement a corporate compliance program that: Detects and prevents internal legal problems Plays a greater role in developing corporate business plans and pursuing new business opportunities Makes your department more productive at less ...

Directors' and Officers' Liability

Treatise  Treatise

Published: October 2014

Executives in corporations and financial firms are on the hot seat as never before in the wake of scandals that have infuriated investors and the public at large. PLI’s Directors’ and Officers’ Liability has never been more necessary, providing executives and their legal counsel with the guidance needed to minimize the legal exposure of corporate heads and help them meet the professional performance expectations of demanding shareholders. Directors’ ...

Doing Business Under the Foreign Corrupt Practices Act (2nd Edition)

Treatise  Treatise

Published: October 2014

Doing business overseas means learning new ways of negotiating. It also means understanding whenan accepted and even expected “gift” to the other party will be considered a bribe under the U.S. ForeignCorrupt Practices Act (FCPA).The new second edition of Doing Business Under the Foreign Corrupt Practices Act gives you that vital legal and procedural information. This comprehensive reference helps you to:Develop internal compliance programs that detect ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2014, held October, 2014.

Financial Services Industry Regulatory Compliance & Ethics Forum 2015

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2015, held October, 2015.

Fundamentals of Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2014, held October, 2014.

Hedge Fund Regulation

Treatise  Treatise

Published: October 2014

”For securities attorneys, Hedge Fund Regulation may become the next favorite in deciphering the tangled web of hedge funds.”   —Legal Information Alert With scores of enforcement actions over the past six years involving hedge funds, high-profile insider trader cases implicating hedge fund managers, the sweeping provisions of the new Dodd-Frank Act, and the resulting proposed SEC and CFTC rules that affect hedge funds, the legal and compliance ...

Life at the Center: Reflections on Fifty Years of Securities Regulation

Treatise  Treatise

Published: October 2014

Roberta S. Karmel has been at the center of U.S. securities regulation throughout her distinguished career as a Securities and Exchange Commission (“SEC”) Commissioner, a practitioner, an attorney in the enforcement division of the SEC New York Regional Office, a public director of the New York Stock Exchange, and a prominent academic who has taught in the U.S. and abroad. In PLI's new book, Life at the Center: Reflections on Fifty Years ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Handbook  Course Handbook

Course Handbook from the program Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals, held October, 2014.

Prison Law 2014

Handbook  Course Handbook

Representing the Games Industry Client 2014

Handbook  Course Handbook

Course Handbook from the program Representing the Games Industry Client 2014, held October, 2014.

Securities Law and Practice Deskbook

Treatise  Treatise

Published: October 2014

“Provides insight that even the most experienced practitioner will find helpful.” — John F. Olsen, Partner, Gibson, Dunn & Crutcher LLP In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission’s recent enactment of the “proxy access” rules. Featuring ...

Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2014

Handbook  Course Handbook

Course Handbook from the program Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2014, held October, 2014.

Understanding the Securities Laws Fall 2014

Handbook  Course Handbook

Course Handbook from the program Understanding the Securities Laws Fall 2014, held October, 2014.

Featured Faculty/Authors
Michael T. Fishman

Michael T. Fishman ~ Greenberg Traurig LLP

Rebecca S. Eisner

Rebecca S. Eisner ~ Mayer Brown LLP

Tamar Kraft-Stolar

Tamar Kraft-Stolar ~ Director, Women in Prison Project, Correctional Association of New York