Narrow Your Results

Display:

Seminars & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

Showing 8 Results

List View Table View

ERISA Fiduciary Investment Basics 2014

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: ERISA Fiduciary Investment Basics 2014

Released on: Feb. 19, 2014

This course provides an introduction to the basics of ERISA fiduciary law using a case-study vehicle.  In this year’s program, you will learn about the principal issues in ERISA’s regulation of plan investments through a case study of a hypothetical plan asset hedge fund exploring entry in the plan marketplace and a plan investor considering such an alternative investment.   The program also will utilize a hypothetical fiduciary training ...

Bitcoins - Retirement Plan and IRA Investment in Digital Currencies

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  Audio Only On-Demand Web    

Recorded on: Feb. 27, 2014

Taken from the briefing Bitcoins - Retirement Plan and IRA Investment in Digital Currencies recorded February, 2014.The use of bitcoins - the nascent digital form of currency - for purposes of the purchase of good or services has so far been relatively tiny, but reportedly growing. Its novelty and its potential as an investment asset has resulted in considerable media attention. Illiquidity, speculation, and other factors have driven large ...

Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants -- Dual-Registrant Advice in the Retirement Marketplace

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Recorded on: Feb. 22, 2014

Taken from the Web Program Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants recorded February, 2014 in New York.Lecture Topics  [01:01:02]Dual-Registrant Advice in the Retirement Marketplace  [01:01:02] What it means to be an ERISA Fiduciary ERISA Fiduciary Duty Redefinition IRA Rollovers DOL’s Exam and Enforcement Trends The purchase price of this segment includes the following ...

Pension Plan Investments 2014: Current Perspectives

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Pension Plan Investments 2014: Current Perspectives

Released on: Apr. 15, 2014

Experienced practitioners in the area of pension investment law, together with senior representatives of the Department of Labor, will give their perspectives and illuminate issues on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory structure for pension ...

Controlled Group Exposure to ERISA Pension Liabilities: Sun Capital, PE Funds and Beyond 2014 (Audio-only)

Audio Only On-Demand Web  Audio Only On-Demand Web    MP3 Audio  Audio Download (MP3)    

Released on: Jan. 30, 2014

Taken from the briefing Controlled Group Exposure to ERISA Pension Liabilities: Sun Capital, PE Funds and Beyond recorded January, 2014.In the most talked-about ERISA case of 2012, the First Circuit Court of Appeals held that a private equity fund could be regarded as a "trade or business" for purposes of the ERISA rules which make all "trades and businesses" in a "controlled group" liable for each other's underfunded pensions and multiemployer ...

I Write the Rules that Make the Whole Claim Untimely - Supreme Court Holds in Heimeshoff that Contractual Statutes of Limitations Under an ERISA Plan are Controlling 2014 (Audio-only)

Audio Only On-Demand Web  Audio Only On-Demand Web    MP3 Audio  Audio Download (MP3)    

Released on: Feb. 5, 2014

Taken from the briefing I Write the Rules that Make the Whole Claim Untimely - Supreme Court Holds in Heimeshoff that Contractual Statutes of Limitations Under an ERISA Plan are Controlling recorded January, 2014.On December 16, 2013, the Supreme Court decided the case of Heimeshoff v. Hartford Life & Accident Insurance Co. In Heimeshoff, the Supreme Court considered the question of whether provisions in a disability plan's insurance policy that ...

Labor, Employment and Benefits Legal Issues When Buying and Selling Companies

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  Audio Only On-Demand Web    

Recorded on: Mar. 13, 2014

Taken from the briefing Labor, Employment and Benefits Legal Issues When Buying and Selling Companiesrecorded March, 2014.Buying and selling companies, especially in New York City, raises a number of difficult legal and practical issues that transactional, compensation and employment lawyers – both in-house and outside counsel – must navigate successfully for their clients.Listen to Samuel Estreicher, Laurence M. Moss and Ronald E. Richman of ...

Muni Bonds, Pensions and Financial Disclosures: Compliance, Litigation and Regulatory Trends

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  Audio Only On-Demand Web    

Recorded on: Feb. 24, 2014

Taken from the briefing Muni Bonds, Pensions and Financial Disclosures: Compliance, Litigation and Regulatory Trends recorded February, 2014.At a time when unfunded pension and health care obligations are accelerating the budgetary crisis for some municipalities, experts fear that current problems are the tip of the iceberg. A new focus on accounting rules, the quality of disclosure to muni bond investors and the due diligence practices ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.