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Hedge and Private Fund Enforcement & Regulatory Developments 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: Hedge and Private Fund Enforcement & Regulatory Developments 2014

Released on: Dec. 2, 2014

Over the past few years and once again in FY2013, cases against investment advisers have come to represent the single largest component of the SEC’s enforcement docket. At the same time, the SEC’s exam program, working closely with Enforcement, continues to hone its focus on private equity and hedge funds, announcing a series of initiatives targeting new registrants under Dodd-Frank as well as established firms who have not been examined ...

Featured Faculty/Authors
Rebecca Walker

Rebecca Walker ~ Kaplan & Walker LLP

K. Susan Grafton

K. Susan Grafton ~ K&L Gates LLP

Garner K. Weng

Garner K. Weng ~ Hanson Bridgett LLP