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Corporate Compliance and Ethics Institute 2013 -- Luncheon Presentation - The Government's Perspective on Compliance and Ethics Porgrams

Web Segment  Web Segment    

From the program: Corporate Compliance and Ethics Institute 2013

Recorded on: Jun. 12, 2013

Taken from the Web Program Corporate Compliance and Ethics Institute 2013 recorded May, 2013 in New York.Lecture Topics  [01:00:53]Luncheon Presentation - The Government's Perspective on Compliance and Ethics Porgrams  [01:00:53]The purchase price of this segment includes the following article from the Course Handbook available online: Government Has Set Compliance Agenda for 2013–Have You? (November 27, 2012)Rebecca Walker Revisions ...

Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 -- Regulation of Derivatives and Revisiting Dodd-Frank

Web Segment  Web Segment    

From the program: Securities Products of Insurance Companies in the Course of Regulatory Reform 2013

Recorded on: Jan. 25, 2013

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 recorded January, 2013 in New York. Lecture Topics  [00:59:29] Regulation of Derivatives and Revisiting Dodd-Frank  [00:59:29] Federal Insurance Office Market infrastructure for swaps Stable value contracts CFTC regulation of funds and harmonization Scrutiny of repos and securities lending The ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP