On-Demand Learning

Banking

Financial Institutions

Recorded on: Jul. 2, 2012

Taken from the briefing A Capital Idea? Proposed Changes to the U.S. Regulatory Capital Frameworkrecorded June, 2012. On June 12, 2012, the Federal banking agencies formally proposed for comment, in three separate but related proposals, significant changes to the U.S. regulatory capital framework: the Basel III Proposal, which applies the Basel III capital framework to almost all U.S. banking organizations; the Standardized Approach Proposal, ...

From the program: Advanced Swaps & Other Derivatives 2012

Released on: Oct. 31, 2012

The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. The far-reaching effect of the Dodd-Frank Act upon the OTC markets is only now becoming clear. The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap participants to swap dealers. The new regulations will ...

From the program: A Guide to Financial Institutions 2012

Released on: Apr. 17, 2012

DVD's from the program A Guide to Financial Institutions 2012, held March, 2012.

Recorded on: Mar. 12, 2012

LAWRENCE S. MAKOW: Good afternoon. It always seems like we run out of time at the end for questions. So I decided I would see if there any questions for this panel first. All right, that was pretty lame. I wanted to basically just say a few short words. This panel is a look at the current state of financial institution M&A and restructuring. We'll have to use a microscope to see it. But no, I think there's a lot of interesting things going on, ...

From the program: Banking Law Institute 2011: The Transformation Continues

Released on: Dec. 21, 2011

One year ago, Congress completed work on the most comprehensive overhaul of U.S. financial services regulation since the 1930s.  Since then, U.S. regulators have been at work on hundreds of new rulemaking projects that will affect nearly every segment of the financial services industry, including the ground rules for M&A activity, and present unprecedented challenges and opportunities for years to come.  Our expert faculty will provide ...

From the program: Banking Law Institute 2012

Released on: Dec. 19, 2012

The banking industry is in the midst of a fundamental transformation of the regulatory framework in which it operates, as well as a shifting of regulatory and enforcement priorities and approaches. These changes, taking place in an environment of continuing global economic challenges, require bankers and counsel who practice in the financial services industry to reexamine basic assumptions about business operations and future trends. With changing ...

Recorded on: Oct. 16, 2012

EWA KNAPIK: Hello, again. At this time, I would like to introduce our last panel of today. This is the Closing Business Transactions panel. And it is my pleasure to introduce our speakers. Both of them are founder and senior managing directors of Pharus Advisors. Michael Goodman is, as I said, the founder and senior managing director. His experience includes significant operational experience in technology companies, M&A and deal making from ...

Recorded on: Jun. 6, 2012

ERIC B. SLOAN: So while our panelists are getting settled, this is our last panel of the day. This is a panel on closing business transactions. And before I let these guys get started, first let me introduce them. Drew Buechley is sitting to my immediate right. And to my far right is Michael Goodman. Drew and Michael are Senior Managing Directors, essentially partners, at Pharus Advisors in San Francisco and New York, respectively. Pharus is, I think, ...

Recorded on: Oct. 19, 2012

Taken from the Web Program Pocket MBA Fall 2012 Recorded October, 2012 in New York Closing Business Transactions [01:01:32] A detailed look at negotiation How to divide-and-conquer when working with an investment bank Common stumbling blocks to closing transactions Examination of “fringe” deal issues that often create transaction friction Non-disclosure agreements from the banker’s perspective Letters ...

Recorded on: Jun. 6, 2012

Taken from the Web Program Pocket MBA Summer 2012 Recorded June, 2012 in San Francisco Closing Business Transactions [00:59:50] A detailed look at negotiation How to divide-and-conquer when working with an investment bank Common stumbling blocks to closing transactions Examination of “fringe” deal issues that often create transaction friction The purchase price of this segment includes the following article(s) ...

From the program: Commercial Real Estate Financing 2012: Getting Back to Business

Released on: Mar. 13, 2012

Audio CD'sfrom the program Commercial Real Estate Financing 2012: Getting Back to Business, held February, 2012.

From the program: Commercial Real Estate Financing 2013

Released on: Mar. 1, 2013

This seminar will explore major issues and problems, and recent changes, in how lenders and borrowers negotiate commercial real estate loans in the still-lingering shadow of the recent financial crisis. Speakers will show how today’s lower valuations and the renewed conservatism of lenders will shape the terms, legal negotiations, and closing process of commercial real estate financing in 2013. This year’s program will turn back toward ...

From the program: Consumer Financial Services Institute 2013 (18th Annual)

Recorded on: Apr. 17, 2013

Taken from the Web Program Consumer Financial Services Institute 2013 (18th Annual) recorded April, 2013 in New York.Lecture Topics  [01:01:27]Federal Financial Regulators Examine the Post Dodd-Frank Landscape  [01:01:27] Implications of Discover/Capital One/AMEX consent decrees involving allegations of deceptive telemarketing practices Regulators’ scrutiny of growing role of mobile devices in e-commerce Are the Facebook/Google/Equifax ...

Recorded on: Dec. 17, 2012

LEE A. MEYERSON: As I mentioned at the beginning of this conference, at one point within living memory, this conference was actually the bank M&A conference. Bank M&A has now been reduced to a 45-minute panel with three panelists. But I'm sure some day it's all going to change, and we'll stop talking about enforcement actions and start talking about doing deals. We have three of the leading market players in such bank M&A as there is. ...

From the program: ERISA Fiduciary Investment Basics 2013

Recorded on: Feb. 11, 2013

Taken from the Web Program ERISA Fiduciary Investment Basics 2013 recorded February, 2013 in New York. Lecture Topics  [01:00:44] Understanding Basic Financial Institution Activities  [01:00:44] What is a prime broker? What is a swap? Parties in interest, prohibited transaction rules, and key exemptions The purchase price of this segment includes the following article from the Course Handbook available online:  ...

Recorded on: Jul. 13, 2012

Taken from the briefing Financial Institution Planning and Compliance Under Dodd-Frank: Putting the Pieces Together recorded July, 2012. The Dodd-Frank Act calls on banks to put in place new risk management regimes, conduct stress tests, and submit plans in several areas, including capital, liquidity, resolution planning, and compliance with the Volcker Rule.  The regulators have begun to understand how these requirements relate, ...

Recorded on: Mar. 3, 2011

ARTHUR H. KOHN: A few minutes of preparatory kind of introductory remarks about the topic that we're going to discuss. And then, we'll circle around. If anybody wants to interrupt us during the course of our presentation, please feel free to raise your hands. We're very happy to take questions. And so while the deck is being prepared, let me introduce my co-panelists. To my immediate right is Erin Cho. Erin is a partner at Davis Polk in the DC office. ...

From the program: Fundamentals of Swaps & Other Derivatives 2012

Released on: Oct. 29, 2012

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment. A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto. Derivatives ...

From the program: Negotiating Real Estate Deals 2012

Released on: Jun. 19, 2012

Do you know the best negotiating strategies in the current real estate market? What are the “hot buttons” for seller, buyer and lender requirements? What are the factors and legal issues you should analyze with respect to investing in distressed real estate situations including purchasing defaulted loans. How do the characteristics of a property and the structuring of the acquisition fit with the current underwriting criteria of lenders? ...

From the program: New Developments in Securitization 2012

Released on: Dec. 14, 2012

As the securitization world begins to emerge from the financial crisis, it faces an onslaught of new regulation and uncertainty.  Many transactions have been downgraded and have suffered unforeseeable losses.  Additionally, investor confidence in structured products has been badly shaken.  Moreover, many transactions have been subject to restructurings and litigation of various types.  Will these reforms be sufficient to restore ...

From the program: Real Estate M&A and REIT Transactions 2012

Released on: Feb. 23, 2012

DVD's from the program Real Estate M&A and REIT Transactions 2012, held January, 2012.

From the program: Real Estate M&A and REIT Transactions 2013

Released on: Jan. 24, 2013

Do you know the best negotiating strategies in the current real estate M&A market? What are the “hot buttons” for seller, buyer and lender requirements, in the board room, the courts and with the SEC?  What are the factors and legal issues you should analyze with respect to investing in distressed situations? How do the nature and ownership of the entity, and the characteristics of its property and the structuring of the acquisition ...

Recorded on: Mar. 12, 2012

LAWRENCE S. MAKOW: I think we have everybody. We're going to continue with the 10:15 panel. The way I wanted to do this was make some introductory remarks, which I will try to keep as brief as possible, but kind of give an overview of what we're going to try to do with the panel. And then introduce our panelists. And then go on. I guess the unwieldy name of this panel is Regulatory Developments Driving Transactions, Including the Volcker Rule and ...

Released on: Aug. 13, 2012

Taken from the briefing Swaps Regulation: CFTC's Proposed Dodd-Frank Extraterritoriality Guidance and Implementation Schedule recorded July, 2012. On June 29 the CFTC unveiled its proposed position on extraterritorial application of much of its Dodd-Frank regulation of swaps.  The CFTC is taking an aggressive view of the extraterritorial scope of its jurisdiction - a view likely to have an unsettling effect on non-U.S. persons potentially ...

Recorded on: Mar. 12, 2012

MITCHELL EITEL: Welcome back. Our next panel is a panel of luminaries. And I'll introduce them just working from left to right. Immediately to my right is Deborah Bailey, who's the director of governance, regulatory, and risk strategies at Deloitte. She is a prominent speaker on the subjects we're going to talk about here, which are systemic importance and its effects, risk management and the like. Before her career at Deloitte, Deborah worked for ...