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Investment Management Institute 2012

Released on: Mar. 22, 2012

DVD's from the program Investment Management Institute 2012, held February, 2012.

Co-Chair(s)
Barry P. Barbash ~ Willkie Farr & Gallagher LLP
Paul F. Roye ~ Senior Vice President, Fund Business Management Group, Capital Research and Management Company
Speaker(s)
J. Bradley Bennett ~ Executive Vice President, Enforcement, FINRA
Norm Champ ~ Director, Division of Investment Management, U.S. Securities and Exchange Commission
Andrew Donohue ~ Morgan Lewis & Bockius LLP
Susan C. Ervin ~ Davis Polk & Wardwell LLP
Timothy D. Hauser ~ Associate Solicitor, Division of Plan Benefits Security, U.S. Department of Labor
Cathy Heron ~ Senior Vice President and Senior Counsel, Fund Business Management Group, Capital Research and Management Company
Bruce Karpati ~ Chief, Asset Management Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Philip L. Kirstein ~ Senior Officer & Independent Compliance Officer Mutual Funds, AllianceBernstein
Elizabeth R. Krentzman ~ Principal, Governance, Regulatory & Risk Strategies, Deloitte & Touche LLP
Lori A. Martin ~ WilmerHale LLP
Karrie McMillan ~ General Counsel, Investment Company Institute
Sean Murphy ~ Milbank Tweed Hadley & McCloy LLP
Tram N. Nguyen ~ Branch Chief, Private Funds Branch, Division of Investment Management, U.S. Securities and Exchange Commission
Melanie Franco Nussdorf ~ Steptoe & Johnson LLP
Eileen P. Rominger ~ Director, Division of Investment Management, U.S. Securities and Exchange Commission
Paul N. Roth ~ Schulte Roth & Zabel LLP
Michael S. Sackheim ~ Sidley Austin LLP

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1
Texas: Considered self-study credit.  There is a 5 credit limit, including specialty credit.

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Running time and CLE credit hours earned are not necessarily the same. Please be aware that many states do not permit credit for luncheon speakers.


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IMPORTANT GENERAL INFORMATION


This product is designed to provide practical and useful information on the subject matter covered.  However, it is sold with the understanding that the publisher is not engaged in rendering legal, accounting or other professional services.  If legal advice or other expert assistance is required, the services of a competent professional should be sought.


Running time and CLE credit hours earned are not necessarily the same. Please be aware that many states do not permit CLE credit for luncheon speakers.


If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.


IMPORTANT INFORMATION FOR ATTORNEYS SEEKING CLE CREDIT

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RETURN POLICY

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