Tom Biolsi is a Principal in the Financial Services Regulatory Practice and has 30 years of industry experience. He is a subject matter specialist on regulatory issues and serves PwC's financial services industry clients helping asset managers manage risk with increased confidence and clarity.
Tom recently rejoined PwC after completing three years in the New York Regional Office of the Securities and Exchange Commission as the Associate Regional Director. At the SEC, Tom was responsible for the Investment Management Inspection Program, overseeing more than 2,000 registrants with over $10 trillion in assets under management. Tom also led training programs for foreign regulators in Asia, Europe and Central America.
Prior to serving as the Associate Regional Director at the SEC, Tom served as a Managing Director in PricewaterhouseCoopers' Regulatory Consulting Practice for ten years. He developed a mock SEC audit inspection program and numerous other initiatives related to developing protocols and risk controls for the asset management industry. His expertise is frequently requested from law firms on behalf of asset management firms and from regulators.
Tom also worked for seven years as a Chief Compliance Officer for a global asset management organization.
Tom is a Cum Laude graduate of Chapman College. He is a frequent speaker for organizations such as the Practicing Law Institute, the New York City Bar Association, Harvard Law School, New York University Law School, and many other industry and academic conferences.