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Harry T. Walters

Morgan Stanley Smith Barney
Executive Director
Legal and Compliance
New York, NY, USA


Harry T. Walters is an Executive Director at Morgan Stanley Smith Barney, where he leads a team of attorneys who represent Morgan Stanley Smith Barney (and its constituent companies) in customer arbitrations. Harry joined a predecessor firm, Shearson Lehman Hutton, in 1989 after six years in private practice. He was recently a member of FINRA's National Arbitration and Mediation Committee and currently serves on FINRA's Discovery Task Force. Harry is a past member of the Arbitration Committee of the New York City Bar. Harry occasionally speaks on topics regarding securities dispute resolution.  Harry is a graduate of Fordham College and Columbia Law School. 
Harry T. Walters is associated with the following items:
CHB Chapters  CHB Chapters "Selling Away" Cases--Defense Approaches - Securities Arbitration 2012 , Thursday, August 02, 2012
Web Segment  Web Segment Securities Arbitration: Recent Developments in the Law and Future Trends - Securities Arbitration 2012 , Friday, August 03, 2012
Demonstration of an Expungement Hearing - Securities Arbitration 2012 , Friday, August 03, 2012
MP3 Audio  MP3 Audio Securities Arbitration 2012 - Securities Arbitration: Recent Developments in the Law and Future Trends - Securities Arbitration: Recent Developments in the Law and Future Trends , Friday, August 03, 2012
Securities Arbitration 2012: Demonstration of an Expungement Hearing - Demonstration of an Expungement Hearing , Friday, August 03, 2012
Transcripts  Transcripts Demonstration of an Expungement Hearing - Demonstration of an Expungement Hearing , Friday, August 03, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Securities Arbitration 2012 - Securities Arbitration: Recent Developments in the Law and Future Trends - Securities Arbitration: Recent Developments in the Law and Future Trends , Friday, August 03, 2012
Securities Arbitration 2012: Demonstration of an Expungement Hearing - Demonstration of an Expungement Hearing , Friday, August 03, 2012
On-Demand Web Programs  On-Demand Web Programs Securities Arbitration 2012 , Thursday, August 16, 2012 , New York, NY
Audio CD  Audio CD Securities Arbitration 2012 , Thursday, August 30, 2012 , New York, NY
DVD Video  DVD Video Securities Arbitration 2012 , Thursday, September 13, 2012 , New York, NY
Live Seminar  Live Seminar Securities Arbitration 2013 , Thursday, August 01, 2013 , New York, NY
Securities Arbitration 2012 , Thursday, August 02, 2012 , New York, NY
Live Webcast  Live Webcast Securities Arbitration 2013 , Thursday, August 01, 2013 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Securities Arbitration 2013 , Thursday, August 01, 2013 , Boston, MA
Securities Arbitration 2013 , Thursday, August 01, 2013 , Birmingham, AL
Securities Arbitration 2013 , Thursday, August 01, 2013 , Pittsburgh, PA
Securities Arbitration 2013 , Thursday, August 01, 2013 , Cleveland, OH
Securities Arbitration 2013 , Thursday, August 01, 2013 , Philadelphia, PA
Securities Arbitration 2013 , Thursday, August 01, 2013 , New Brunswick , NJ
Securities Arbitration 2013 , Thursday, August 01, 2013 , Mechanicsburg, PA
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