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Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  Seminar

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation and SEC rule changes ...

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Litigators 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required, during each of their first two years after admission to the Bar, to complete at least 16 transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice.By attending one of PLI’s one-day Bridge-the-Gap programs, you can fulfill your ethics and skills requirements and can satisfy the professional practice and law practice ...

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2014

Seminar  Seminar

Recent market activity demonstrates that crowdfunding is now a bona fide alternative form of early and mid-stage corporate finance and can lead to exits in the M&A and capital markets arenas. In the face of this tremendous growth trajectory, the industry has divided into several categories, each with its own legal risks and challenges. Will this growth continue? Join our expert faculty for a practical discussion on where we are now and where we ...

Securities Law and Practice 2014: How the SEC Works

Seminar  Seminar

Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer the securities laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws - and the other agencies that the SEC interacts with ...

Electronic Discovery Institute 2014: What Corporate and Outside Counsel Need to Know

Seminar  Seminar

This seminar is a must for all practitioners tasked with meeting today’s complicated e-discovery requirementsThe demands and costs of e-discovery in litigation continue to grow. With nearly every case now involving some aspect of e-discovery, expertise in handling the many issues that can arise is critical. Our outstanding faculty of experienced lawyers, judges, and e-discovery professionals will: Analyze the current state of e-discovery Share ...

New York Housing Law for the Low-Income Client 2014

Seminar  Seminar

This program provides a general overview of specific New York law that affects many low-income renters. Homeowners at risk of eviction need competent representation to help them save their homes. By attending this program, you will gain a broad understanding of some of the law that affects New York City, and some New York State, renters and can decide whether to partner with a legal services organization or volunteer court programs to take on a pro ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Seminar  Seminar

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and other professionals. Litigators and transactional attorneys will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.

Fundamentals of Swaps & Other Derivatives 2014

Seminar  Seminar

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment.A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto. Derivatives ...

Health Care and Life Sciences Law 2014

Seminar  Seminar

Join PLI’s expert faculty of health care and life sciences practitioners, in-house counsel, government regulators, and prosecutors as we examine the current state of health care and life sciences law and what the future might hold for affected parties. This program will cover the broad range of issues confronting the health care and life sciences industry: structuring of compliant financial and other relationships; recent developments in scientific ...

Outsourcing 2014: Sourcing Critical Services

Seminar  Seminar

PLI’s Outsourcing 2014 is a “must” for every lawyer with business clients engaged in outsourcing transactions!Outsourcing brings new opportunities and new risks for companies sourcing or providing critical services such as information technology, finance and accounting, human resources, facilities management, analytics and other critical non-core functions.And there are newer and better approaches to negotiating agreements for critical services and ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  Seminar

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators ...

Prison Law 2014 (Free)

Seminar  Seminar

Whether representing incarcerated people while in private practice, public interest practice or as a policy advocate, the issues and the environment in which advocates operate is increasingly challenging and complex. This year, PLI’s fifth program on Prison Law will address the legal framework for civil litigation filed on behalf of incarcerated people in federal and state courts from a national perspective.

Antitrust Counseling & Compliance 2014

Seminar  Seminar

Lawyers counseling businesses need to have a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments in order to appropriately advise their clients. The consequences of running afoul of antitrust rules can be costly: class actions, treble damage litigation, government enforcement, and adverse publicity are all possible outcomes if mistakes are made.Do you have the tools needed to help your clients ...

Understanding the Intellectual Property License 2014

Seminar  Seminar

Companies continue to turn to licensing because it offers valuable economic and strategic opportunities. Licensing can be used to gain access to intellectual property at a lower cost than developing or purchasing intellectual property assets, and as a way to generate new sources of revenue out of existing intellectual property assets. Virtually every business today must confront licensing issues, and therefore, a solid base of knowledge about licensing ...

Nonprofit Organizations 2014: Governance, Form 990 Reporting, and Compensation Issues

Seminar  Seminar

This program will bring you up-to-date on the latest developments and unique financial and regulatory issues that impact the nonprofit sector.

Nuts & Bolts of Electronic Discovery 2014

Seminar  Seminar

Whether you’re a newcomer to e-discovery or an experienced professional seeking a refresher, you should make sure this program is on your docketWith e-discovery permeating nearly every facet of litigation today, attorneys managing today’s complicated e-discovery requirements must learn to recognize the nuances and technicalities involved. This program will provide a solid grounding in the basics of e-discovery law and practice.

Negotiating Commercial Leases 2014

Seminar  Seminar

Leases can be a primary business asset and also contain landmines of liability. Known as the building blocks of value for all real estate, if leases are written poorly or administered without expertise, they can be the downfall of an otherwise sound real estate investment. This course is not to be missed for anyone who represents users or occupiers of space or owners as investors in real estate. There’s no disputing the importance of intimately knowing ...

Open Source and Free Software 2014: Benefits, Risks and Challenges

Seminar  Seminar

Continuous changes in the legal and technical landscape make it critical for IP, technology and business lawyers to keep abreast of the legal and technical issues presented by the open source paradigm. “Open source” software, which is freely available in the form of operating systems, applications, utility code and programming tools, presents an attractive option. However, use of such software can also expose a company to unexpected and unacceptable ...

Think Like a Lawyer, Talk Like a Geek 2014: Get Fluent in Technology

Seminar  Seminar

It has been thirty years since Apple’s introduction of the original Macintosh computer started the personal computing revolution. The original floppy disk has been replaced by current thumb drives that can store an entire library on a single device. The availability of cheap and ubiquitous computing power is changing all aspects of business. As businesses evolve into new models, the legal issues they confront only multiply. A lawyer who does not understand ...

Trial by Jury 2014

Seminar  Seminar

Gain authoritative insights into jury trials from masters of the bar and the benchBe sure to attend this popular program where experienced and respected state and federal judges, as well as many distinguished litigators, come together to give you their valuable perspectives on jury trials. Whether you are a new trial attorney or an experienced courtroom litigator, this course will provide a distinctive approach to jury trials and the best tactics ...

Commercial Real Estate Institute (16th Annual)

Seminar  Seminar

Commercial real estate fundamentals (rents, vacancy rates and development activity), although slow, are visibly recovering, with REITs outperforming other asset classes. Practitioners with a broad skill set will find it easier to achieve and maintain a viable real estate practice in this environment, given the general economy’s downward pressures on tenant retention, rental growth, development revenue, refinancing and asset values. This program helps ...

Bridge-the-Gap II: Ethics & Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required, during each of their first two years after admission to the Bar, to complete at least 16 transitional MCLE credit hours, including 3 MCLE credit hours in ethics and professionalism, 6 MCLE credit hours in skills, and 7 MCLE credit hours in law practice management and/or areas of professional practice.By attending one of PLI’s two-day Bridge-the-Gap programs, you can satisfy all of your annual ...

Nuts and Bolts of Corporate Bankruptcy 2014

Seminar  Seminar

Businesses in financial distress are not an unusual sight these days, and as a result, it is essential for attorneys of all levels and in all practice areas to become familiar with the fundamental tenets of bankruptcy law. Whether you are just starting out in your career, thinking about broadening your practice area to include this field, or want to be able to spot the issues when advising your clients, this program will provide you with an essential ...

Understanding the Securities Laws Fall 2014

Seminar  Seminar

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

Staying Out of Trouble: What Every Attorney Must Know About Ethics 2014

Seminar  Seminar

Understanding the new New York ethics rules, including conflicts of interest, confidentiality, advertising and the no-contact rule. How to protect yourself and your law firm if a partner suddenly leaves, becomes disabled or passes away.We will examine: How to identify transactional and other difficult-to-spot conflicts The difference between “advertizing” and “solicitation” Contacting opposing counsel’s employees Succession planning for law ...

Featured Faculty/Authors
Jan Witold Baran

Jan Witold Baran ~ Wiley Rein LLP

Kenneth A. Gross

Kenneth A. Gross ~ Skadden, Arps, Slate, Meagher & Flom LLP

Chip Nielsen

Chip Nielsen ~ Nielsen Merksamer Parrinello Gross & Leoni LLP