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Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Groupcast  Groupcast

In the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners ...

Antitrust Counseling & Compliance 2014

Groupcast  Groupcast

Lawyers counseling businesses need to have a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments in order to appropriately advise their clients. The consequences of running afoul of antitrust rules can be costly: class actions, treble damage litigation, government enforcement, and adverse publicity are all possible outcomes if mistakes are made.Do you have the tools needed ...

Negotiating Commercial Leases 2014

Groupcast  Groupcast

Leases can be a primary business asset and also contain landmines of liability. Known as the building blocks of value for all real estate, if leases are written poorly or administered without expertise, they can be the downfall of an otherwise sound real estate investment. This course is not to be missed for anyone who represents users or occupiers of space or owners as investors in real estate. There’s no disputing the importance ...

Patent Litigation 2014

Groupcast  Groupcast

Rapid changes in patent law make it necessary that, whether you are plaintiff’s or defendant’s counsel, you are up-to-date on the current state of the law and can quickly develop successful litigation strategies and tactics. This program is taught by a faculty of both outside and in-house lawyers who have earned national reputations in patent litigation by trying and managing a wide variety of bench and jury patent trials, and ...

Hedge and Private Fund Enforcement & Regulatory Developments 2014

Groupcast  Groupcast

Over the past few years and once again in FY2013, cases against investment advisers have come to represent the single largest component of the SEC’s enforcement docket. At the same time, the SEC’s exam program, working closely with Enforcement, continues to hone its focus on private equity and hedge funds, announcing a series of initiatives targeting new registrants under Dodd-Frank as well as established firms who have not been ...

New Developments in Securitization 2014

Groupcast  Groupcast

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS), collateralized mortgage obligations (CLOs), and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising. Other markets such as residential mortgage-backed securities (RMBS) are slower ...

Banking Law Institute 2014

Groupcast  Groupcast

The banking industry is in the midst of a fundamental regulatory transformation. Many of the most significant Dodd-Frank rulemakings have been completed, and the focus of regulators and industry participants alike has shifted to the challenges of applying and adapting to these complex and far-reaching regulations. In addition, bankers are beginning to think again about mergers and acquisitions as a strategic tool, but the regulatory ...

Understanding the Securities Laws Fall 2014

Groupcast  Groupcast

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 ...

Ethics for Corporate Lawyers 2014

Groupcast  Groupcast

At this unique interactive program, faculty will review various everyday ethical scenarios and “quiz“ you on the ethical implications.What you will learnThe reach of the duty of confidentiality, and the obligation of disclosure of mistakes Misrepresentation, fraudulent nondisclosure and omissionsResponsibilities of the firm/legal department, supervising, and subordinate attorneys for an attorney’s ethical lapseDiscovery: use of ...

Hedge Fund Compliance & Regulatory Challenges 2015

Groupcast  Groupcast

As our first educational conference of 2015 focused on hedge funds, this afternoon program will deliver insights from three distinguished panels of experts who will discuss the regulatory and compliance challenges expected to face hedge fund managers in 2015. A stellar faculty composed of hedge fund general counsels and chief compliance officers, representatives from the SEC and NFA, and law firms will share their insights on ...

Drafting and Negotiating Corporate Agreements 2015

Groupcast  Groupcast

Mark Your Calendar. More Information to Come!

Mergers & Acquisitions 2015: Trends and Developments

Groupcast  Groupcast

Spawned by strength in the debt markets, a strong stock market, and plentiful levels of cash, merger and acquisition activity has been robust in 2014. The ability to be an effective negotiator in an M&A transaction requires staying abreast of the latest deal trends. This program will help you stay up-to-date on recent trends in deal making such as developments regarding material adverse change provisions, lessons in addressing ...

Investment Management Institute 2015

Groupcast  Groupcast

You’ll hear expert panelists discuss: significant business and legal developments in the investment management area over the past year and important regulatory initiatives such as: The SEC’s regulatory agenda New money-market fund regulations New SEC staff guidance Potential new rulemakings relating to target date funds and exchange-traded funds Possible modifications of the fund reporting regime Governance matters ...

Advanced Trademark Law Annual Review 2015

Groupcast  Groupcast

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Understanding Employment Law 2015

Groupcast  Groupcast

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Elder Law Institute (27th Annual)

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come!

Health Care IT 2015: Critical Issues

Groupcast  Groupcast

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Pretrial Practice 2015

Groupcast  Groupcast

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Hot Topics in Advertising Law 2015

Groupcast  Groupcast

Mark Your Calendar. More Information to Come!

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group