On-Demand   On-Demand Web Programs

Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World

Released on: Jul. 10, 2012
Running Time: 05:55:56

In today's uncertain economic, legal and regulatory environment, companies, their executives, and their counsel need to be proactive in identifying risks and remedying potential issues. Knowing how to conduct efficient and effective internal investigations is key to protecting your clients or company.  Using a real-world hypothetical fact pattern throughout the day, expert panels review the many considerations and issues that can and do arise from the beginning to the end: issues to consider before and when commencing an investigation, conducting an investigation, dealing with the regulators, and concluding the investigation.  The program is designed to touch on many practical issues arising today: international, data privacy, labor and employment law issues, as well as fundamentals of the investigation.  Also new this year: hear from the plaintiffs’ bar as well as defense counsel, in-house counsel and regulators.  As they work their way through the hypothetical, the panels will provide you with practical tips, and tools and you will leave the program with a better understanding of how to handle investigations successfully for your clients or company.  

Lecture Topics  [Total time 05:55:56]

Segments with an asterisk (*) are available only with the purchase of the entire program.

  • Opening Remarks and Introduction* [00:12:34]
    Nancy Kestenbaum, Richard J. Morvillo
  • Commencing the Investigation: Considerations at the Outset [01:27:26]
    David B. Anders, Martine M. Beamon, Thomas A. Hanusik, Steven R. Peikin, Janet A. Broeckel, Reuben A. Guttman
  • Conducting the Investigation [01:30:44]
    David E. Brodsky, Michael Delikat, Elaine H. Mandelbaum, Richard J. Morvillo, Therese D. Pritchard
  • Dealing with the Regulators [01:16:01]
    George S. Canellos, Nancy Kestenbaum, Colleen P. Mahoney, Lorin L. Reisner
  • Concluding the Investigation [01:29:11]
    Mei Lin Kwan-Gett, Katherine M. Choo, Samuel J. Winer, Mona M. Patel, Sung-Hee Suh, Joan E. McKown

The purchase price of this Web Program includes the following articles from the Course Handbook available online:

  • Hypothetical
  • Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World
    David B. Anders, Carol Miller
  • Why Cybercrime Matters to General Counsel
    Patrick M. Brady
  • "Be Quick--But Don't Hurry": Commencing an Internal Investigation in an Era of Aggressive Enforcement
    Haywood S. Gilliam, Jr.
  • Pharmaceutical Regulation in the United States: A Confluence of Influences
    Reuben A. Guttman
  • Changes to the False Claims Act in Senate Bill 386: A Review of Impacts on Mortgage Banking and TARP Spending
    Reuben A. Guttman
  • Overview of the False Claims Act
    Reuben A. Guttman
  • Corporate Integrity Agreements: Asking the Companies to Police Themselves, Please
    Reuben A. Guttman
  • Blowing the Whistle from Abroad: A Guide to the U.S. False Claims Act and the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act
    Jay W. Eisenhofer, Reuben A. Guttman
  • New Financial Reform Legislation Provides Whistleblowers with Monetary Incentives to Report Fraud to SEC
    Reuben A. Guttman
  • An Introduction to the New SEC Whistleblower Program
    Jordan A.. Thomas
  • Internal Investigations 2012: Investigations in the Aftermath of Dodd-Frank
    Michael Delikat
  • Conducting Interviews of Third Parties in Internal Investigations
    Therese D. Pritchard
  • New Ethical Challenges in Internal Investigations
    Mark L. Rotert
  • When Is a Free Pass Not a Free Pass? United States Department of Justice Leniency Policy Conflicts and Gaps--And the Dilemma Cooperating Executives Face in International Cartel Investigations
    Robert W. Tarun
  • Tarun's Ten Commandments for Conducting Internal Investigations
    Robert W. Tarun
  • Recent Developments in SEC Enforcement and Internal Investigations
    Colleen P. Mahoney, Louis D Greenstein, Charles F Walker, Erich T. Schwartz
  • The SEC Speaks 2012: An Evolving SEC Reloads Following 2011's Record Enforcement Actions
    Pravin B. Rao
  • Enforcement Manual, Securities and Exchange Commission Division of Enforcement, Office of Chief Counsel, March 9, 2012
    Steven S. Scholes
  • Concluding the Internal Investigation
    Asheesh Goel, Laura G Hoey
  • Public Disclosures of the Results of Internal Investigations
    Mei Lin Kwan-Gett
  • 2012 Investigations, Privilege, and Disclosures
    Peter J. Romatowski 

Presentation Material

  • Opening Remarks and Introduction
Co-Chair(s)
Nancy Kestenbaum ~ Covington & Burling LLP
Richard J. Morvillo ~ Morvillo LLP
Moderator(s)
Mei Lin Kwan-Gett ~ Deputy General Counsel & Global Head of Litigation, Citigroup
Steven R. Peikin ~ Sullivan & Cromwell LLP
Speaker(s)
David B. Anders ~ Wachtell, Lipton, Rosen & Katz
Martine M. Beamon ~ Davis Polk & Wardwell LLP
David E. Brodsky ~ Cleary Gottlieb Steen & Hamilton LLP
Janet A. Broeckel ~ Managing Director and Associate General Counsel, Goldman, Sachs & Co.
George S. Canellos ~ Milbank, Tweed, Hadley & McCloy LLP
Katherine M. Choo ~ Chief Investigative & Anti-Corruption Counsel, General Electric Company
Michael Delikat ~ Orrick, Herrington & Sutcliffe LLP
Reuben A. Guttman ~ Grant & Eisenhofer P.A.
Thomas A. Hanusik ~ Crowell & Moring
Colleen P. Mahoney ~ Skadden, Arps, Slate, Meagher & Flom LLP
Elaine H. Mandelbaum ~ Managing Director and General Counsel, Litigation and Regulatory Enforcement, Citi Institutional Clients Group
Joan E. McKown ~ Jones Day
Mona M. Patel ~ Covington & Burling LLP
Therese D. Pritchard ~ Bryan Cave LLP
Lorin L. Reisner ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Sung-Hee Suh ~ Deputy Assistant Attorney General, US Department of Justice
Samuel J. Winer ~ Foley & Lardner LLP

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Handbook  Course Handbook Archive

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Nancy Kestenbaum, Covington & Burling LLP
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"…I am happy to say that this was one of the best programs that I have ever attended… the program featured some very knowledgeable panelists who offered some candid advice.  Most importantly, the program was well organized and presented in a comprehensive manner."
2011 Attendee

"The program was excellent. It was good to hear how the government looks at these matters."
2011 Attendee

"This was among the best PLI programs that I have attended. The panelists were tremendous. I would not change anything that is not predicated on changes in the law/practice between now and next course."
2011 Attendee

"This was as comprehensive a program as is possible in one day. All speakers were informative and well spoken. Good job!"
2011 Attendee