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Fundamentals of Broker-Dealer Regulation 2013

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2013, held June, 2013.

Fundamentals of Broker-Dealer Regulation 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2014, held June, 2014.

Fundamentals of Broker-Dealer Regulation 2015

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2015, held June, 2015.

Fundamentals of Investment Adviser Regulation 2013

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2013, held July, 2013.

Fundamentals of Investment Adviser Regulation 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2014, held July, 2014.

Fundamentals of Investment Adviser Regulation 2015

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2015, held July, 2015.

Fundamentals of Swaps & Other Derivatives 2013

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2013, held October, 2013.

Fundamentals of Swaps & Other Derivatives 2014

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2014, held October, 2014.

Fundamentals of Swaps & Other Derivatives 2015

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2015, held October, 2015.

Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment

Handbook  Course Handbook

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment, held June, 2013.

Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment

Handbook  Course Handbook

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2014: Raising Capital in an Evolving Regulatory Environment, held June, 2014.

Global Capital Markets & the U.S. Securities Laws 2015

Handbook  Course Handbook

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2015, held May, 2015.

Government Contracts 2013

Handbook  Course Handbook

Course Handbook from the program Government Contracts 2013, held September, 2013.

Government Contracts 2014

Handbook  Course Handbook

Course Handbook from the program Government Contracts 2014, held September, 2014.

Government Contracts 2015

Handbook  Course Handbook

Course Handbook from the program Government Contracts 2015, held September, 2015.

Handling a Securities Case 2014: From Investigation to Trial and Everything in Between

Handbook  Course Handbook

Course Handbook from the program Handling a Securities Case 2014: From Investigation to Trial and Everything in Between, held April, 2014.

Health Care Mergers and Acquisitions Answer Book 2014

Answer Book  Answer Book

Published: July 2014

In a fast-changing U.S. health care environment, Health Care Mergers and Acquisitions Answer Book 2014 provides the reader with a road map of how general M&A principles apply to transactions in the health care sector. Organized into four parts, it includes practical advice on how to address the various industry-specific issues arising in health care acquisitions:Part I: Structuring Health Care Transactions, focuses on the various legal and ...

Hedge Fund and Private Equity Enforcement and Regulatory Developments 2013

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement and Regulatory Developments 2013, held November, 2013.

Hedge Fund and Private Equity Enforcement and Regulatory Developments 2014

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement and Regulatory Developments 2014, held November, 2014.

Hedge Fund and Private Equity Enforcement and Regulatory Developments 2015

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement and Regulatory Developments 2015, held November, 2015.

Hedge Fund Compliance & Regulatory Challenges 2014

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Compliance & Regulatory Challenges 2014, held January, 2014.

Hedge Fund Compliance & Regulatory Challenges 2015

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Compliance & Regulatory Challenges 2015, held January, 2015.

Hedge Fund Management 2013

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Management 2013, held October, 2013.

Hedge Fund Management 2014

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Management 2014, held September, 2014.

Hedge Fund Management 2015

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Management 2015, held September, 2015.

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP

Alex Hao

Alex Hao ~ Jun He Law Offices