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Auditor Independence -- Reminders and Current Issues for Auditors and Companies

SECI Audio Only OD  SECI Audio Only OD    

Recorded on: Jun. 29, 2015

Taken from the briefing Auditor Independence -- Reminders and Current Issues for Auditors and Companies recorded June, 2015 in New York. The foundation of the audit process is the auditor’s independence from the client. The SEC and the PCAOB are continually focused on the importance of auditor independence and they have recently sent important reminders through public statements and enforcement proceedings. Lecture Topics [01:02:37]  ...

Complying with the Final Tangible Property Regulations -- Opportunities and Pitfalls

Audio Only On-Demand Web  Audio Only On-Demand Web    

From the program: Complying with the Final Tangible Property Regulations -- Opportunities and Pitfalls

Released on: Jun. 16, 2015

Taken from the briefing Complying with the Final Tangible Property Regulations -- Opportunities and Pitfalls recorded June, 2015 in New York. In 2013 and 2014, the government issued final regulations providing rules for the acquisition, maintenance, improvement and disposition of tangible property.  The regulations, which are generally effective for tax years beginning on or after January 1, 2014, likely affect all taxpayers with tangible ...

Evolving Landscape of State Income Taxation of Trusts 2014 (Audio-only)

Audio Only On-Demand Web  Audio Only On-Demand Web    

Released on: Aug. 28, 2014

Taken from the briefing Evolving Landscape of State Income Taxation of Trusts recorded August, 2014.The law governing the state income taxation of trusts is rapidly evolving. Recent cases have successfully challenged the constitutional validity of the taxation of trusts in a variety of states. Trustees, beneficiaries and their advisors need to stay current with respect to these important tax law changes. Listen to expert faculty in this timely ...

First Annual Form 10-K Tune-Up

SECI Audio Only OD  SECI Audio Only OD    

Recorded on: Feb. 13, 2015

Taken from the Web Program First Annual Form 10-K Tune-Up recorded January, 2015 in New York. As you draft your annual report on Form 10-K it is always a challenge to be sure that you have effectively dealt with new and emerging issues and the ever-evolving focus areas of the SEC. Our workshop leaders Carol A. Stacey and George M. Wilson, both directors at the SEC Institute Division will review the key issues to address in this year’s ...

Law Firm Finance 101 - Understanding the Numbers that Matter (Audio-only / No CLE)

Audio Only On-Demand Web  Audio Only On-Demand Web    

Released on: Oct. 15, 2012

Please note that CLE credit is not available for this program.Taken from the briefing Law Firm Finance 101 - Understanding the Numbers that Matter recorded September, 2012.Law firm leaders operate with a financial view of the firm at the center of every decision.  To achieve your goals, you need a strong foundation in what makes - and keeps - your firm profitable.  Learn to speak the language your firm's decision makers understand.This briefing ...

Navigating an Accounting and SEC Restatement

SECI Audio Only OD  SECI Audio Only OD    

Recorded on:

Taken from the briefing Navigating an Accounting and SEC Restatement recorded June, 2015 in New York. Financial statement restatements are disastrous, disruptive and costly events in the life of a public company. Restatements inevitably damage a company’s relationship with investors, and almost always involve the company with the SEC’s Division of Enforcement. This briefing provides an overview of how to deal with the restatement ...

SEC's Conflict Minerals Rules: What We Learned from 2013 and What Happens Next

Audio Only On-Demand Web  Audio Only On-Demand Web    

From the program: SEC's Conflict Minerals Rules: What We Learned from 2013 and What Happens Next

Released on: Nov. 7, 2014

Taken from the Web Program SEC's Conflict Minerals Rules: What We Learned from 2013 and What Happens Next recorded October, 2014 in New York. Over 1,300 companies filed Securities and Exchange Commission (SEC) Form SDs and, in most cases, Conflict Mineral Reports (CMR) for 2013. The SEC's Conflict Minerals Rule left unanswered many of the filing details and challenges that issuers dealt with up until the end. In addition, late-breaking developments ...

Simplifying the World of Complex Financings 2014

Audio Only On-Demand Web  Audio Only On-Demand Web    

From the program: Simplifying the World of Complex Financings 2014

Released on: Nov. 26, 2014

Taken from the Web Program Simplifying the World of Complex Financings recorded November, 2014 in New York. Expert faculty will focus on equity-linked instruments that may be offered in securities financing and other strategic transactions, including warrants and convertible securities. They will discuss the principal negotiating issues in connection with such instruments and the associated accounting and financial reporting consequences. Lecture ...

What's Going on at the SEC and PCAOB - What You Need to Know Now 2014

Audio Only On-Demand Web  Audio Only On-Demand Web    

Released on: Oct. 23, 2014

Taken from the briefing What's Going on at the SEC and PCAOB - What You Need to Know Now recorded October, 2014. Both the SEC’s Division of Corporation and the Public Company Accounting Oversight Board are engaged in major projects that may significantly change the public company disclosures about financial results, controls and audits. A panel including a PCAOB Board Member, the Chief Accountant of the SEC Corp Fin Division and a former ...

Featured Faculty/Authors
Clifford E. Kirsch

Clifford E. Kirsch ~ Sutherland Asbill & Brennan LLP

Tanya E. M. Wong

Tanya E. M. Wong ~ Director of Government Benefits, Legal Services NYC - Legal Support Unit

Kenneth N. Nigon

Kenneth N. Nigon ~ RatnerPrestia